Neuronal circuit-dependent neuroprotection by interaction between nicotinic receptors

ABSTRACT

A method of inhibiting excitotoxicity by indirectly activating α4β2 nicotinic acetylcholine receptors (nAChRs) which indirectly activate synaptic AMPA and NMDA receptors is disclosed Inhibitors of α7 nACHRs, such as macrocyclic diterpenoids, more specifically cembranoids or methyllycaconitine (MLA), indirectly activate α4β2 nAChRs and can be used to treat neurodegenerative diseases, including, but not limited to, Alzheimer&#39;s Disease, Parkinson Disease, AIDS related dementia and the delayed effects of stroke. They can also be used to treat diseases associated with neuronal impairment, including, but not limited to glaucoma caused by optical nerve damage, delayed effects of epilepsy; and multiple sclerosis.

RELATED APPLICATION

This invention is a divisional of U.S. application Ser. No. 13/673,479filed Nov. 9, 2012, which is a continuation of U.S. application Ser. No.12/308,293 filed Feb. 10, 2009 (now abandoned) (published as US2009/0291976 on Nov. 26, 2009), which claims the benefit of U.S.Provisional Application No. 60/816,683 filed Jun. 27, 2006. The entireteachings of the above applications are incorporated herein byreference.

GOVERNMENT SUPPORT

The invention was supported in part by grants from the following NIHInstitutes: (a) NINDS and NCRR (SNRP Specialized Neuroscience ResearchProgram, grant NS39408), (b) NIGMS (MBRS Minority Biomedical ResearchSupport Program, grant S06GM50695), (c) NCRR (RCMI Research Centers inMinority Institutions, grant G-12RR03035.) The Government has certainrights in the invention.

BACKGROUND OF THE INVENTION

Neurodegenerative diseases, including Alzheimer's disease, Parkinsondisease, AIDS-related dementia and the delayed effects of stroke, shareone important element: neuronal death (death of nervous system cells) bya common mechanism called excitotoxicity.

Excitotoxicity results from excessive stimulation of glutamatereceptors, particularly a subtype of glutamate receptors whichspecifically responds to the synthetic compound N-methyl-D-aspartate(NMDA). The NMDA receptor is a protein embedded in the cell membrane andcontaining in its structure a channel for positive ions. When thereceptor is activated by glutamate, a channel opens and allows calciumions (Ca.sup.2+) to enter the cell. Excessive activation of thisreceptor allows too much Ca.sup.2+ to enter the cell and this excess ofCa.sup.2+ leads to cell death. Most of the ensuing neuronal death is aparticular kind of cell death called apoptosis. Apoptosis results fromthe activation by Ca.sup.2+ of built-in physiological mechanisms calledthe pro-apoptotic cell signaling pathways. Neuronal death results inimpaired nervous system function such as impaired memory (Alzheimer'sdisease) and impaired coordination of movements (Parkinson disease).

Recent studies involving neuroprotection from excitotoxicity havesuggested that activation of α7 nicotinic acetylcholine receptors(nAChR) mediates neuroprotection. For example, it has been reported thatactivation of α7 nAChRs on GABAergic interneurons evokes both dendriticand somatic inhibition of hippocampal neurons (Buhler A V and DunwiddieT V Neurosci: 106:55-67 (2001). The fact that inhibition of α7 receptorsdecrease GABA input to cholinergic neurons (Giorgetti et al., Eur JNeurosci 12(6):1941-8 (2000); Materi, L. M., and Semba K., Eur JNeurosci 14:38-46 (2001)) support this idea.

Based on these facts, various pharmaceutical companies have attempted todevelop drugs that ameliorate the effects of excitotoxicity using directinhibitors of the NMDA receptor.

One NMDA receptor antagonist, the drug memantine, described in (Aracava,Y., et al., J Pharm Exp Ther 312:1195-1205 (2005)), has been approvedfor treatment of Alzheimer's disease. One recent study, however, hassuggested that memantine may not be effective at treating Alzheimer'sdisease, especially during the early states of the disease, becausememantine is a more potent inhibitor of al nAChRs than NMDA receptors.(Aracava, Y., et al., J Pharm Exp Ther 312:1195-1205 (2005)). Theauthors of this study reasoned that because α7 nAChRs agonists protectneurons against NMDA-induced excitotoxicity, use of an α7 antagonist maybe counterproductive in treating Alzheimer's Disease. As highlighted byAracava et al., there is confusion in the art regarding the mechanismsimportant for neuroprotection.

SUMMARY OF THE INVENTION

The present invention is based on Applicants' studies demonstrating thatthere are two different nicotinic pathways of neuroprotection and thatunder one of the two pathways, inhibition of α7 nAChRs isneuroprotective. The current invention also relates to a method ofinhibiting excitotoxicity wherein α4β2 nicotinic acetylcholine receptors(nAChRs) are indirectly activated by an inhibitor of α7 nAChRs, such asmacrocyclic diterpenoids, exemplified in this application by tobaccocembranoids. All macrocyclic diterpenoids share a basic structuralsimilarity that likely translates into similar biological functions.Thus, it is reasonable to believe that as a class of compounds sharingstructural similarities, macrocyclic diterpenoids, share some biologicalactivities, specifically inhibition of α7 nAChRs. Although theapplication may specifically refer to cembranoids, it is understood thatthe term encompasses class of compounds known as macrocyclicditerpenoids, the basic structure of which is exemplified in FIGS.13A-13C.

Nicotine has been reported to be neuroprotective in experimental andepidemiological studies. In addition to nicotine, tobacco and cigarettesmoke contain macrocyclic diterpenoids, more specifically, cembranoids,which are antagonists of neuronal nicotinic receptors (nAChR). Exposureof hippocampal slices to N-methyl-D-aspartate (NMDA) decreases thepopulation spikes (PS). This parameter has been used as a measure ofexcitotoxicity. Surprisingly, both nicotine and tobacco cembranoidsprotected against NMDA and this neuroprotection was not blocked bymethyllycaconitine (ML A), an antagonist of α7 nAChR. On the contrary,MLA had a neuroprotective effect of its own. The effect of the tobaccocembranoid (1S,2E,4R,6R,7E,11E)-cembra-2,7,11-triene-4,6-diol (4R) onthe neuroprotection against NMDA was examined. Dihydro-Beta-erithroidine(DHβE), a selective antagonist of α4β2 nAChR, inhibited theneuroprotection by nicotine, 4R, and MLA, suggesting the involvement, ofα4β2 nAChRs in the neuroprotection. The cell-signaling pathwaysunderlying the neuroprotection by 4R and by nicotine are different. Theactivity of phosphatidylinositol-3 kinase (PI3K) was required in bothcases; however, 4R required the activity of L-type calcium channels andCAM kinase, whereas nicotine required the extracellular signal regulatedkinase-1,2 (ERK) and protein kinase C(PKC). In addition, 4R did notenhance total phospho-ERK-1/2 but increased the amount of total Akt/PKBphosphorylated on the activation site and of glycogen synthase kinase3-beta phosphorylated on the inhibitory site. Total levels ofphosphoenzymes are presented instead of the ratio of phospho-over totalenzyme because in preliminary experiments total ERK-1/2 levels wereslightly increased by 4R. These findings demonstrate that there are twodifferent nicotinic neuroprotective mechanisms mediated by direct orindirect activation α4β2 nicotinic receptors.

A described herein, it has been demonstrated that both the direct andindirect α4β2 dependent neuroprotective mechanisms require activation ofthe AMPA/kainate type glutamate receptor (hereinafter AMPA receptor).However, the two different α4β2 dependent neuroprotective mechanisms aredifferentiated not only via direct versus indirect activation of theα4β2 nicotinic receptors, but also with respect to the dependence on theNMDA subtype of glutamatergic receptor (hereinafter “NMDA receptor” or“NMDA-R”). The neuroprotection initiated by α7 inhibitors is annulled bycompetitive inhibitors of the NMDA receptors while the neuroprotectionby nicotine does not depend on the activity of NMDA receptors. Thisnovel mechanism whereby α7 inhibitors neuroprotect indirectly through asynaptic circuit involving α4β2 receptors thereby activating twoglutamate receptors, wherein one of the receptors is a subsynaptic NMDAreceptor and the other is a subsynaptic AMPA receptor, leading toneuroprotection, is described herein. Activation of the glutamatereceptors NMDA and AMP A can be substantially simultaneous activation.However, these two receptors are often co-localized at the same synapseand the activation of AMPA receptor facilitates the synaptic activationof the NMDA receptor by removing its inhibition by MG²⁺. Therefore, ifthe two receptors are co-localized, the activation can be sequentialwith AMPA receptor activation prior to NMDA receptor activation. As usedherein, when the phrase e.g., “activation of at least one AMPA receptorand at least one NMDA receptor” is described, both activation scenariosare encompassed.

In particular, macrocyclic; diterpenoids activate at least one AMPAreceptor and at least one NMDA receptor by a mechanism that comprisesthe steps of inhibiting at least one α7 neuronal nicotinic acetylcholinereceptor, activating at least one α4β2 neuronal nicotinic acetylcholinereceptor, and activating at least one AMPA receptor and at least oneNMDA receptor, wherein activation of the receptors is concomitant.

Thus, while not wishing to be bound by theory, the mechanism can bedescribed as inhibiting at least one al neuronal nicotinic acetylcholinereceptor which in turn decreases the release of GAB A from interneurons.This decrease in GAB A release increases acetylcholine release which, inturn, activates at least one α4β2 neuronal nicotinic acetylcholinereceptor. Activation of at least one α4β2 neuronal nicotinicacetylcholine receptor increases glutamate release which activates atleast one AMPA receptor and at least one NMDA receptor. The activationof the at least one AMPA receptor and at least one NMDA receptortriggers an anti-apoptotic cell-signaling pathway, thus activatingAkt/PKB by phosphorylation, which, in turn, inactivates glycogensynthase kinase 3 (GSK-3) by phosphorylation, resulting in theinhibition of neuronal apoptosis leading to neuroprotection.

Thus, based on these studies, Applicants, in one embodiment of thepresent invention, have elucidated novel methods of inhibiting apoptosisin a neuron for example in vivo or ex vivo, as in its nativeenvironment, e.g., in contact with other cells, by contacting the neuronwith at least one macrocyclic diterpenoid, or a biologically activefragment, analog, or derivative thereof, wherein the macrocyclicditerpenoid activates at least one α4β2 neuronal nicotinic acetylcholinereceptor (nAChr) which indirectly activates at least one AMPA receptorand at least one NMDA receptor.

In another embodiment, Applicants have elucidated novel methods oftreating or preventing neuronal damage in a subject by administering atleast one macrocyclic diterpenoid, or a biologically active fragment,analog, or derivative thereof.

In yet another embodiment, Applicants describe a novel method ofinhibiting excitotoxicity in a mammal by activating at least one α4β2nAChR which indirectly activates at least one AMPA receptor and at leastone NMDA receptor by administering to the mammal at least onemacrocyclic diterpenoid, or a biologically active fragment, analog, orderivative thereof.

BRIEF DESCRIPTION OF THE DRAWINGS

FIG. 1. Structures of two tobacco cembranoids: 4R(1S,2E,4R,6R,7E,11E)-cembra-2,7,11-triene-4,6-diol and 4S(1S,2E,4S,6R,7E,11E)-cembra-2,7,11-triene-4,6-diol are depicted.

FIG. 2 is a graph showing a time course of a typical experiment in whichhippocampi slices from male Sprague-Dawley rats recover from dissection(A), the initial population spikes (PSs) are determined during the nexthour or 45 min (B), an inhibitor of 4R effect is applied alone for 15min followed by 1 hr in the presence of 4R (C), 0.5 mM NMDA is appliedfor 10 min (D), NMDA is removed by washing with normal ACSF for 1 hrduring which the slices either recover most of the PS or mostly fail torecover (E), and final PSs are determined (F). This design or variationsof it were used throughout studies described in this application.

FIGS. 3A-3C. These figures depict graphs showing that 4R does not affectpharmacologically isolated NMDA receptor-mediated potentials or totalfield potentials in CA1.

FIG. 3A is a graph showing that NMDA receptor-mediated population spikes(PSs) are not affected by 2 μM 4R. Hippocampal slices were supervisedwith 50 μM DNQX in ACSF to pharmacologically isolate the NMDAreceptor-mediated PSs from the component mediated by the AMPA/kainatereceptors. Field potentials were recorded in s. pyramidale of area CA1after electric stimulation of incoming afferents in s. radiatum.Recordings of field potentials before (A), during (B), and after (C) 2μM 4R application are shown. Each recording is an average of the lastfive recordings of each condition. APV (50 μM) was applied to show thedependence of the PS on the NMDA receptor (D). The calibration bar is 2mV by 4 msec. The plot of the time course of the individual PSs is shownin E. Stimulus artifacts were removed.

FIG. 3B is a graph showing that the initial slopes of the populationEPSPs mediated by NMDA receptors are not inhibited by 2 and 20 μM 4R.Pharmacologically isolated NMDA receptor-mediated population excitatorypostsynaptic potentials (EPSPs) were recorded in the presence of 50 μMDNQX from s. radiatum after stimulation of incoming fibers. Thewaveforms shown are the average of the last five recordings of eachtreatment. A: Before application of 4R. B: In the presence of 2 μM 4R.C: In the presence 20 μM 4. D: Effect of inhibition of the NMDA receptorby 50 μM APV. The calibration bars are 0.5 mV.times.5 msec. The timecourse of the initial slope of the population EPSPs is shown in E. Somerundown of the slice was observed as well as a complete block by APV.

FIG. 3C is a graph showing the effect of 4R applied before NMDA on PSrecovery. PSs in normal ACSF, without inhibitors of glutamate receptors,were recorded from CA1. A: Average of 30 recordings in ACSF. B: Averageof 60 recordings in the presence of 2 μM 4R. C: Block of response after0.5 mM NMDA application is shown as the average of the recordingsbeginning when NMDA completely blocked the responses and before theonset of recovery. D: Recovery of the response after NMDA washout. Thecalibration bars are 5 mVx2 msec. E: Plot of the time course of the areaof the PSs in the conditions indicated.

FIG. 4. is a bar graph showing inhibitors and Ca²⁺-free ACSF did notexacerbate the toxic effect of 0.2 mM NMDA. The lower, less toxic,concentration of NMDA was used to allow for detection of either positiveor negative effects of inhibitors. All slices were perfused with ACSFfor 1 hr before the initial population spikes (PSs) were recorded. Therewere three experimental conditions in each case. For the NMDA controls,the perfusion with ACSF continued for 1 hr; afterwards 0.2 mM NMDA wasapplied for 10 min (white bars). The second group was perfused with theinhibitor tested during 1 hr followed by 0.2 mM NMDA for 10 min (lightgray bars). The third lane was perfused only with the correspondinginhibitor for 1 hr and no NMDA was applied (dark gray bars). The sliceswere washed with normal ACSF for more than 1 hr and the final PSs weredetermined. The concentrations of inhibitors and the number of slicestested, shown in parenthesis, were as follows: 1 μM DHβE (14), 9 μM Kn62(7), 0.5 μM KT5720 (7), 10 μM LY294002 (14), 10 μM nifedipine (7), 50 μMPD98059 (21), 100 nM Ro 318220 (14), 3 μM SU6656 (7), 10 nM wortmannin(14), and Ca²⁺ depletion (7).

FIG. 5. Bar graphs (A)-(I) of FIG. 5 depict neuroprotection against NMDAtoxicity by tobacco cembranoids. The white bars represent the percentrecovery of PSs 1-2 hr after perfusing with 0.5 mM NMDA. This condition,referred to as NMDA control, shows the effect of NMDA toxicity inunprotected slices. The gray bars represent the recovery afteradditional treatments.

Bar Graph (A) of FIG. 5: The effect of NMDA and the neuroprotectionprovided by preincubation with nicotine is shown.

Bar Graph (B) of FIG. 5: 20 μM 4R or 4S were applied for 1 hr beforeapplication of 0.5 mM NMDA. Both cembranoids significantly, protectedthe recovery of PSs against NMDA (***P<0.001; n=35 per group). Slicestreated with 4R recovered 71% of the original PS and those treated with4S, 49%; the difference between both isomers was significant (†P<0.005).

Bar Graph (C) of FIG. 5: The neuroprotective effect of 2 μM 4R wassignificant when applied for 1 hr either before or after the standardNMDA treatment (***P<0.001; n=21 in all groups).

Bar Graph (D) of FIG. 5: Ca²⁺ in the ACSF was required during thepreincubation with 2 μM 4R to mediate neuroprotection. 4R was appliedduring 1 hr in the absence of Ca²⁺. After 4R application, normalCa²⁺-ACSF was reapplied until PSs reappeared and reached the initialsize, and 0.5 mM NMDA was applied for 10 min. The total incubation timebefore and after NMDA was the same for the three conditions. Therecovery of PSs in NMDA controls and in slices preincubated with 4R inthe absence of external Ca.sup.2+ before NMDA were not different fromeach other, but significantly different from slices preincubated with 2μM 4R in the presence of 2 mM Ca²⁺ before NMDA (***P<0.002; n=14 slicesper group).

Bar Graph (E) of FIG. 5: The neuroprotection by 2 μM 4R NMDA wasinhibited by 1 μM DHβE (*P<0.05; n=21 slices per group). DHβE wasperfused alone for 15 min followed by 1 hr perfusion together with 2 μM4R.

Bar Graphs (F)-(I) of FIG. 5: The neuroprotection by 4R and nicotine aredifferentially affected by inhibitors of MEK-1,2 and PKC.

Bar Graph (F) of FIG. 5: The MEK-1,2 inhibitor 50 μM PD98059 did notabolish the neuroprotection by incubation of slices with 2 μM 4R for 1hr before NMDA. The slices treated with 4R alone or in the presence of50 μM PD98059 did not show significant differences among themselves, buttheir recovery was significantly larger than that of the NMDA controls(***P<0.002; n=21).

Bar Graph (G) of FIG. 5: PD98059 differentially affected neuroprotectionby 2 μM 4R and 1 μM nicotine. Slices incubated with 4R in the presencePD98059 recovered significantly better (***P<0.001; n=21) but the slicestreated with 1 μM and nicotine did not recover more than NMDA controls.

Bar Graph (H) of FIG. 5: 4R neuroprotection was not inhibited by 100 nMRo-31-8220 (***p<0.001; n=21).

Bar Graph (I) of FIG. 5: Ro-31-8220 did not affect the neuroprotectionby 2 μM 4R but annulled the neuroprotection by 1 μM nicotine. Therecovery after preincubation with 2 μM 4R in the presence of 100 nMR0-31-8220 was significantly larger than that in slices treated withNMDA only (*P<0.05; n=21) but the recovery after preincubation with 1 μMnicotine in the presence of 100 nM R0-31-8220 was equal to recovery ofNMDA controls.

FIG. 6 is a graph showing the effect of 1 hr pretreatment with 0.05,0.2, 2, or 40 μM 4R before 0.5 mM NMDA application on the recovery ofthe population spikes (PSs). The percent recovery of controls was22.6.+−0.3.5. Data were not normally distributed; therefore, theKruskal-Wallis one way analysis of variance on ranks followed by Dunn'stest were used and the significance level was set to P<0.05. Only the0.05 μM 4R group was not significantly different from NMDA controls. The40 μM group was significantly different from 0.05 and 0.2 μM 4R. Thenumber of slices per experimental group was 70 for slices treated withNMDA alone and 35, 28, 49, and 21 for slices pretreated with ascendingorder of 4R concentration. The dose response was fitted to a Hillequation with four parameters f(x)=y0+([a*x^(b)]/[c^(b)+x^(b)]), wherey0=23.2.+−0.4.5 is the percent recovery in NMDA controls, a=64.7.+−0.7.9is the maximum recovery minus y0, b=0.72.+−0.0.2 is the Hillcoefficient, and c=0.24.+−0.0.12 is the EC₅₀.

FIG. 7. Bar graphs (A)-(G) of FIG. 7 show that 4R neuroprotectiondepends on L-type Ca²⁺ channels and partially on CaM kinase. The whitebars without labels represent the percent recovery of population spikes(PSs) 1-2 hr after perfusing with 0.5 mM NMDA.

Bar graph (A) of FIG. 7: Nifedipine (10 μM) inhibited theneuroprotective effect of 4R but the neuroprotection by nicotine was notaffected (***P<0.001; n=21 for all groups).

Bar graph (B) of FIG. 7: In the presence of 9 μM KN-62, a CaM kinaseinhibitor, the recovery of PSs by 4R was significantly larger than thatin NMDA controls (***P<0.001) although it was significantly lower thanthat of nicotine (†P<0.001). KN-62 did not prevent a significantneuroprotection by nicotine (***P<0.001; n=28 for all groups).

Bar graph (C) of FIG. 7: KT5720 (0.5 μM), a PKA inhibitor, partially butsignificantly decreased the neuroprotection by 2 μM 4R. Slicespreincubated with 4R recovered significantly better (*P<0.05), than didNMDA controls and 4R plus KT5720 pretreated slices. The latter recoveredsignificantly less than those pretreated with 4R only (†P<0.05).

Bar graph (D) of FIG. 7: A similar effect of KT5720 was observed fornicotine. The neuroprotective effect of 1 μM nicotine, with or withoutKT5720, was significant (***P<0.001) but KT5720 significantly decreasedneuroprotection (†P<0.02). PI3K kinase inhibitors, 10 nM wortmannin and10 μM LY294002, inhibited the neuroprotective effect of 2 μM 4R againstNMDA.

Bar graph (E) of FIG. 7: 4R was significantly neuroprotective againstNMDA (***P<0.001; n=21) and wortmannin inhibited the effect of 4R.

Bar graph (F) of FIG. 7: 4R mediated a significant neuroprotection(***P<0.001; n=20) and 4R plus Ly294002 treated slices showed a recoverythat was not significantly different from NMDA controls.

Bar graph (G) of FIG. 7: 100 μM SB 216763, and inhibitor of theproapoptotic enzyme GSK3, was applied either 1 hr before or afterapplication of 0.5 mM NMDA. SB 216763 was neuroprotective only whenapplied after NMDA (*P<0.05; n=21).

FIG. 8. represent the effect of 4:M (5-amino-1-phosphonovaleric acid)APV on the neuroprotection by either 2:M 4R or 1:M nicotine (Nico). Theexperimental design followed was as shown in FIG. 2. The white barsrepresent the recovery of function of slices treated only with NMDA. Thedark gray bars show the recovery of slices exposed for 1 hour to 4R orNico before the noxious exposure to NMDA. The lightly gray bars show theeffect of 4R and nicotine when incubated in the presence of 0.4 μM APV.From this FIG. it is concluded that APV robustly inhibits the effect of4R but causes only a nonsignificant decrement of the nicotine mediatedneuroprotection.

FIG. 9 is a graph showing the differential time course of ERK-1,2 andAkt phosphorylation in the presence of 2 μM 4R. The phosphorylation ofThr183 and Tyr185 of ERK (open circles) was not significantly affectedby the presence of 4R; however, there was a significant increase overcontrols in the phosphorylation of Akt Ser473 (black circles) at 10 and20 min (*P<0.05). The number of independent replications of phosphoERK-1,2 determinations in increasing order of incubation time from 5 to60 min was 5, 7, 14, 8, 3, and 6 and for Akt 4, 6, 12, 6, 3, and 5.There was nonsignificant change with time in the phosphorylation ofcontrol slices kept in, ACSF. Insert at the top illustrates a typicalWestern blot result of an experiment from which the measurementsrepresented in the graph were obtained. The numbers indicate minutes ofexposure to 4R.

FIG. 10. is a bar graph showing that DHβE inhibits the phosphorylationof Ser473 of Akt mediated by 10 μM 4R. Slices were incubated for 20 minin ACSF either with 10 μM 4R, 10 μM 4R plus 1 μM DHβE, or 1 μM DHβE.Controls were incubated in normal ACSF. There were seven independentreplications. The slices incubated with 10 μM 4R displayed significantlymore Akt phosphorylation than did controls or those incubated in thepresence of DHβE (*P<0.01).

FIG. 11. is a graph showing the dose-response curve of the effect of 4Ron activation by phosphorylation of Akt, GSK3, and ERK-1,2. Slices wereexposed for 20 min to 4R at the concentrations indicated andphosphorylation of Akt Ser473 (dark circles), GSK3b Ser9 (triangles),and ERK-1,2 Thr183 and Tyr185 (open circles) were measured by Westernblots. Insert at the top illustrates a typical Western blot result of anexperiment from which the measurements represented in the graph wereobtained. For simplicity, only control and three 4R concentrations areillustrated. A significant increase in activation of both Akt and GSK3was observed when slices were exposed to 4R at concentrations higherthan 2 or 10 μM, respectively. 4R failed to activate ERK at allconcentrations tested. Each measurement represents the average of 3-13independent determinations and statistical significance are as indicated(*P<0.05; **P<0.01; ***P<0.001).

FIG. 12 is a diagram of a model of two neuroprotective mechanisms (A andB) mediated by α4β2 nicotinic receptors. Mechanism A: Nicotine activatesthe α4β2 nicotinic receptors located on the presynapses of glutamatergicneurons, thus increasing glutamate release and consequently increasingthe activation of the postsynaptic glutamate receptors of the non-NMDAtype; Ca²⁺ entry through these receptors activates the cell-signalingpathway A. Mechanism B: 4R (or MLA, or memantine) inhibits the α7receptor on GABAergic terminals [1], thus decreasing the release of GABAfrom interneurons [2]. The decreased GABAergic inhibition on cholinergicterminals increases acetylcholine release[3] and increases synapticstimulation of a subsynaptic pool of α4β2 receptors [4], which increasesthe release of glutamate [5], which activates NMDA and AMPA receptors[6] located on pyramidal (principal) neurons. The consequent localdepolarization activates voltage-gated calcium channels (VGCC). Ca²⁺entering through VGCC and through glutamate receptors [7] triggerscell-signaling pathway. Akt is activated by Ca²⁺[8] and Akt activatesCREB, inhibits the proapoptotic GSK-3, and inhibits mitochondriadependent apoptosis.

FIGS. 13A-13C. These figures are diagrams of examples of generalmacrocyclic diterpenoid structures.

FIG. 14. Enumerated compounds 1-87 of FIG. 14 are diagrams of thechemical structure of macrocyclic diterpenoids.

FIG. 15 is a graph showing that acute rat hippocampal slices pretreatedwith nicotine recovered significantly more electrophysiological activitythan hippocampal slices exposed to nicotine in the presence of6,7-dinitroquinoxaline-2,3-dione (DNQX) or treated only with NMDA. Theneuroprotective effect of nicotine depends on the activity ofAMPA/kainate-type glutamate receptors (p<0.05, N=21). The NMDA controlswere perfused with ACSF for another hour followed by 0.5 mM NMDA for 10min (1st bar). The second group was perfused with 1 μM nicotine during 1hr followed by 0.5 mM NMDA (2nd bar). The third group was perfused with1 μM nicotine during 1 hr in the presence of 50 μM6,7-dinitroquinoxaline-2,3-dione (DNQX) a selective inhibitor of theAMPA/kainate or non-NMDA glutamate receptors followed by 0.5 mM NMDA(3rd bar).

FIG. 16 is a bar graph demonstrating that the neuroprotective effect of4R is inhibited by DNQX and that the neuroprotective effect of 4Rdepends on the activity of AMPA/kainate-type glutamate receptors.

FIG. 17 is a bar graph demonstrating that DHβE inhibits theneuroprotective effect of memantine. The lack of neuroprotection bymemantine administered in the presence of DHβE, thus demonstrating anicotinic mechanism in memantine mediated neuroprotection.

FIG. 18 is a bar graph demonstrating that nifedipine inhibits theneuroprotective effect of memantine. The first bar demonstrates thetoxicity of NMDA. The middle bar demonstrates that nifedipinecoincubated with memantine abrogates the neuroprotective effects, aswould be expected from the mechanism B as depicted in FIG. 12.

FIG. 19 is a bar graph demonstrating that the effect of memantine is notinhibited by the inhibitor of MAP kinase ERK-1,2 as expected by themechanism B as depicted in FIG. 12. The first bar demonstrates thetoxicity of NMDA. The middle bar demonstrates the neuroprotective effectof memantine. The last bar demonstrates the failure of the inhibitor ofactivation of the Ras/MEK/ERK cascade by 50 μM PD98059 to inhibit theprotection by memantine.

FIG. 20. Graphs (A) and (B) of FIG. 20 represent a comparison of thedose-response curves for the neuroprotective effects of 4R (Graph A) andmemantine (Graph B). Graph A, FIG. 20, illustrates the neuroprotectiveactivity of 4R against its concentration. Graph B, FIG. 20, illustratesthe neuroprotective activity of memantine against its concentration. Thetwo vertical lines of Graph B, FIG. 20, indicate the IC₅₀ of memantineagainst the α7 nAChRs (left line, IC₅₀=0.34 μM) and against the NMDAreceptors (right line, IC₅₀=5.1 μM), thus demonstrating that memantinestarts to neuroprotect at concentrations similar to its IC₅₀ for the α7nAChRs while at concentrations similar to its IC₅₀ for the NMDAreceptors, memantine blocks its own neuroprotection.

FIG. 21. This figures depicts slices from the brains of rats subjectedto permanent middle cerebral artery occlustion (pMCAO). White-coloredareas indicate necrotic tissue while darker areas correspond to healthytissue. Necrotic areas are smaller in rats that received 4R, thusdemonstrating that 4R reduces infarct formation following pMCAO.

FIG. 22 is a bar graph demonstrating the statistical analysis of theeffect of 4R on the brains of rats subjected to pMCAO.

DETAILED DESCRIPTION OF THE INVENTION

Tobacco and cigarette smoke contain many pharmacologically activecompounds besides nicotine, including cembranoids (Saito, Y. et al.,Carcinogenesis 6:1189-1194 (1985)). Cembranoids are macrocyclicditerpenoids with a fourteen-carbon cembrane ring that are found interrestrial plants and marine coelenterates (Wahlberg I., et al., ActaChem Scan B 40:855-860 (1986); Rodriguez A. D., Tetrahedron 51:4571-4618(1995). The most abundant cembranoids found in tobacco (FIG. 1) are(1S,2E,4S,6R,7E,11E)-cembra-2,7,11-triene-4,6-diol (4S) and its isomer(1S,2E,4R,6R,7E,11E)-cembra-2,7,11-triene-4,6-diol (4R) (Wahlberg I.,and Eklund, A. M., Prog Chem Org Nat Prod 60:1-141 (1992)). Cembranoidsfrom marine invertebrates are noncompetitive inhibitors of Torpedo(Hann. R. M., et al., J Pharmacol Exp Ther 287:253-260 (1998)) and othernicotinic acetylcholine receptors (nAChRs) (Eterovic, V. A., et al.,Cell Mol Neurobiol 13:99-110 (1993); Eterovic V. A., et al., Cell MolNeurobiol 13:111-121 (1993)). This was later extended to tobaccocembranoids by showing that 4R inhibits the function of α3β4 and α4β2nAChRs with IC₅₀ of 2.2 and 19.1 μM, respectively; however, the IC₅₀ ofcembranoids for α7 has not been determined yet. In addition, 6 mg/kg of4R decreases the expression of behavioral sensitization to nicotine(Ferchmin, P. A., et al., J Neurosci Res 64:18-25 (2001)).

The possibility of a functional interaction between nicotine andcembranoids is intriguing since tritiated 4R injected into the ratcaudal vein was found in the brain suggesting that the interactionbetween nicotine and cembranoids is of pharmacological and medicalinterest. Nicotine was found to be neuroprotective in a variety ofexperimental systems and epidemiological studies (Belluardo, N., et al.,Behav Brain Res 113:21-34 (2000); Kaneko S., et al., Brain Res765:135-140 (1997); Kihara T., et al., J Biol Chem 276:13541-13546(2001); Maggio R., et al., J Neural Transm 104:1113-1123 (1997); MarinP., et al., Neuroreport 5:1977-1980 (1994); Ross G. W., and Petrovitch,H., Drugs Aging 18:797-806 (2001)). Since nicotine, a nicotinic agonist,is neuroprotective, it could be concluded that cembranoids, which areantagonists, would diminish nicotinic neuroprotection. However,methyllycaconitine (MLA), an α7 antagonist, has been reported to beneuroprotective (Ferchmin P. A., et al., J Pharmacol Exp Ther305:1071-1078 (2003)) and a neuroprotective effect of MLA was reportedfor neonatal mice (Laudenbach V., et al., FASEB J 16:423-425 (2002)).Similarly, it was found that 4R is neuroprotective.

Nicotine via nAChRs activates protein kinases that mediateneuroprotection (Dajas-Bailador, F. A., et al., J Neurochem 80:520-530(2002); Ferchmin P. A., et al., J Pharmacol Exp Ther 305:1071-1078(2003); Kihara T., et al., J Biol Chem 276:13541-13546 (2001)) and it islikely that 4R acts through similar kinases. The activation ofRaf/MEK-1,2/extracellular signal regulated kinase (ERK)-1,2 andphosphatidylinositol-3 kinase (PI3K)/Akt pathways favors neuronalsurvival and the relative contribution of each pathway depends, amongother things, on the specific type of cellular injury (Hetman, M., etal., J Biol Chem 277:49577-49584 (2002)). A balance between prosurvivaland apoptotic signals determines the function and survival of neurons.Glycogen synthase kinase-3β (GSK3) is involved in neuronal apoptosis.PI3K indirectly activates Akt by phosphorylation of Ser473 and Thr308.Activated Akt inactivates GSK3-β by phosphorylation of Ser9 or Ser21 inthe case of the isoform GSK3-α (Datta S. R., et al., Genes Dev13:2905-2927 (1999); Hetman, M., et al., J Biol Chem 277:49577-49584(2002)). The roles of these kinases in neuroprotection by 4R andnicotine were compared.

The area of the population spike (PS) is proportional to the number offunctional pyramidal neurons capable of producing action potentials(Andersen P., et al., Exp Brain Res 13:208-221 (1971)). Excitotoxicity,therefore is defined here as PS decrease by N-methyl D-aspartate (NMDA)treatment and neuroprotection as increased recovery after NMDA mediatedby ligands of nAChRs. The measurement of PSs to assess the degree ofexcitotoxic damage is known in the art. This method measures the earlyneuroprotective effect; however, the protective cell signaling pathwaysdescribed are similar to those reported for neuronal survival.Additionally, NMDA induces apoptosis and antiapoptotic treatmentprevents the loss of PS suggesting that nicotine and 4R block synapticapoptosis which leads to neuronal death (Mattson M. P., Brain Pathol10:300-312 (2000); Mattson, M. P., et al., Biochem Soc Symp 67:151-162(2001).

4R provided a robust neuroprotection of the physiological activity ofCA1 neurons against NMDA; however, 4R did not block the NMDA receptorsor produce any spurious artifacts that could explain the increasedrecovery of PSs after NMDA treatment (FIG. 3). Both 4R and 4S (FIG. 1)isomers were active but there was a significant difference in the extentof neuroprotection caused by each of them (Bar Graph B of FIG. 5). Theapparent higher activity of 4R versus 4S on nicotinic receptors wasobserved previously in a different experimental system (Ferchmin, P. A.,et al., J Neurosci Res 64:18-25 (2001)).

A neuroprotective cell signaling cascade is involved in 4R-mediatedneuroprotection because this cembranoid does not block NMDA receptorpotentials; it is effective when applied either before or after NMDA(Bar Graph C of FIG. 5) and extracellular Ca²⁺ is necessary to effectneuroprotection (Bar Graph D of FIG. 5). The neuroprotection by 4Rapplied after NMDA is not surprising since this compound initiates aneuroprotective program. A similar post-injury neuroprotection has beendescribed for nicotine by Ferchmin et al. (J Pharmacol Exp Ther305:1071-1078 (2003)) and by others (Dajas-Bailador, F. A., et al.,Neuropharmacology 39:2799-2807 (2000)). Although an overload of Ca²⁺ isa hallmark of excitotoxic damage, the crucial factor is not only thetotal Ca²⁺ concentration because the route of Ca²⁺ entry is critical indetermining which signaling pathway will be activated (Hardingham, G.E., and Bading, H., Trends Neurosci 26:81-89 (2003)). In dissociatedneuronal cultures, nicotine increases intracellular Ca²⁺ and activates acell-signaling pathway that leads to neuronal survival (Dajas-Bailador,F. A., et al., Neuropharmacology 39:2799-2807 (2000)).

Neuroprotection mediated by 4R (Bar Graph E of FIG. 5) as well as bynicotine (Ferchmin P. A., et al., J Pharmacol Exp Ther 305:1071-1078(2003)) was blocked by 1 μM DHβE, suggesting a dependence on theactivity of the α4β2 nAChR in both cases. In hippocampal area CA1, 10 μMDHβE specifically inhibits the slow ACh evoked currents mediated byα4β2, sparing other nicotinic currents (Alkondon, M., et al., JPharmacol Exp Ther 283:1396-1411 (1997)). Raggenbass and Bertrand (JNeurobiol 53:580-589 (2002)) narrowed to >1 μM the range of selectivityof DHβE for α4β2. More recently, the functional IC₅₀ of DHβE for humanα4β2 nAChRs was reported to be 1.5 μM (Eaton, J. B., et al., MolPharmacol 64:1283-1294 (2003)). In a comprehensive review about thepharmacology of nAChRs, it is reported that the Ki values of DHβE forα4β2, α3β4, and α7 are 0.014-1.9 μM, 218 μM, and 25-57 μM, respectively(Sharples C. G. and Wonnacott, S., Tocris Rev 19:1-12 (2001)). Inconclusion, 1 μM DHβE is about 200-fold lower than the IC₅₀ for α3β4 and20-fold lower than the IC₅₀ for α7. Therefore, 1 μM DHβE selectivelyinhibits the α4β2 receptor.

Although 4R blocks α4β2 nAChR with an IC₅₀ of 19.1 μM (Ferchmin, P. A.,et al., J Neurosci Res 64:18-25 (2001)), its neuroprotective effect wassignificant from 0.2 to 40 μM with an apparent EC₅₀ of 0.24.+−0.0.12 μM(FIG. 6). It is therefore unlikely that 4R acts directly on the α4β2nAChR. This is supported by the finding that tobacco cembranoids blockthe α7 receptor with higher affinity than does the heteromeric receptorsexpressed in PC12 cells. In agreement with these results,neuroprotection by 10 nM MLA, a selective al antagonist (Radcliffe K.A., et al., Ann N Y Acad Sci 868:591-610 (1999); Alkondon M., andAlbuquerque, E. X., J Neurophysiol 56:3043-3055 (2001)), was alsoblocked by 1 μM DHβE (Ferchmin P. A., et al., J Pharmacol Exp Ther305:1071-1078 (2003)).

The present and previously reported data indicate that nicotine, anagonist, MLA, an α7 antagonist, and 4R, a less-studied α7 antagonist,all protect against NMDA neurotoxicity in the presence of active α4β2receptors. This can be explained by the fact that nicotine can directlystimulate α4β2 receptors whereas MLA and other α7 inhibitorscould-indirectly activate α4β2 receptors by enhancing synapticacetylcholine (ACh) release. MLA inhibits α7 receptors on.gamma.-aminobutyric acid (GABA)ergic interneurons and decreasessynaptic GABA release (Alkondon M., and Albuquerque, E. X., JNeurophysiol 56:3043-3055 (2001)). Furthermore, inhibition of GABAergicactivity increases the release of ACh (Materi, L. M., and Semba K., EurJ Neurosci 74:38-46 (2001)), which activates the α4β2 nAChRs, increasesglutamate release which activates the NMDA receptor and inducesneuroprotection (see FIG. 11).

A series of selective cell-signaling inhibitors was used to explore theevents downstream from the interaction of 4R or nicotine with thenAChRs. Only inhibitors that neither affected the field potentials norexacerbated the toxicity of NMDA were used. Three of the inhibitorsused, PD98059, Ro-31-8220, and nifedipine, differentially affected theneuroprotection by 4R and nicotine. PD98059, a MEK-1,2 inhibitor, wastested on the neuroprotection mediated by 4R and nicotine. Theneuroprotection by 4R was not affected (Bar Graphs F and G, FIG. 5) butthat of nicotine was inhibited robustly (Bar Graph G of FIG. 5).Similarly, Ro 31-8220, a broad-spectrum PKC inhibitor, did not decreasethe neuroprotection by 4R (Bar Graph H of FIG. 5) but inhibited theeffect of nicotine (Bar Graph I of FIG. 5). Neither nifedipine nor theCaM kinase inhibitor KN-62 inhibited the neuroprotection by nicotine(Ferchmin P. A., et al., J Pharmacol Exp Ther J05:1071-1078 (2003)).Here, the effect of nifedipine and KN-62 on the neuroprotection by 4Rand nicotine were compared (FIG. 7). Contrary to nicotine-mediatedneuroprotection, the neuroprotection by 4R was inhibited by nifedipineand to a lesser extent by KN-62. Thus, different mechanisms are involvedin the protective effect of 4R and nicotine.

The remaining inhibitors did not differentially affect theneuroprotection by 4R and nicotine. The PKA inhibitor, KT5720, partiallybut significantly decreased the effect of nicotine and 4R (Bar Graphs Cand D, FIG. 7). Using the same concentration of KT5720 (0.5 μM)Dajas-Bailador, et al. (J Neurochem 50:520-530 (2002)) have showninhibition of the nicotine evoked ERK-1,2 activity enhancement.

The activation of Akt by PI3K is one of the most frequent steps involvedin neuroprotection (Hetman, M. and Xia, Z. Acta Neurobiol Exp (Wars)60:531-545 (2000)). Consistent with that, PI3K activity was needed forneuroprotection mediated by 4R (Bar Graphs E and F, FIG. 7) and bynicotine (Ferchmin P. A., et al., J Pharmacol Exp Ther 305:1071-1078(2003)). The nature of the inhibitors that prevent the neuroprotectiveeffect of 4R and nicotine suggests that NMDA initiates early apoptoticsteps reflected in the loss of the PSs. This is supported further by thefinding that SB216763, an inhibitor of GSK3 (Carmichael, J., et al., JBiol Chem 277:33791-33798 (2002)), was able to stop the excitotoxicevents after NMDA administration but not prevent it by applicationbefore NMDA (Bar Graph G, FIG. 7).

To confirm the data obtained with inhibitors, the effect of 4R on theactivation by phosphorylation of ERK-1,2 and Akt and on the inhibitionby phosphorylation of GSK3 was studied with Western blots. During thefirst 30 min of 4R application, the activation of Akt by phosphorylationwas enhanced but there was no significant phosphorylation of ERK-1,2(FIG. 9). This agrees with the finding that inhibition of ERK-1,2phosphorylation with 50 μM PD98059 did not inhibit 4R neuroprotection(Bar Graph F of FIG. 5); however, inhibition of PI3K, a kinase thatphosphorylates Akt did inhibit neuroprotection (Bar Graphs E and F, FIG.7).

4R-mediated neuroprotection, was inhibited by 1 μM DHβE (Bar Graph E ofFIG. 5); this was reflected in the inhibition by DHβE of 4R-mediatedphosphorylation of Akt, but not in the basal Akt phosphorylation (FIG.10). DHβE per se did not alter the recovery of PSs with or without NMDA.

The 4R-mediated activation by phosphorylation of Akt and theinactivation by phosphorylation of the proapoptotic GSK3 shows adose-dependent increase that contrasts with the lack of effect onERK-1,2 phosphorylation (FIG. 11). The phosphorylation of ERK-1,2 wasnot increased by 4R up to 40 μM. Akt phosphorylation was increased athigher 4R doses following the pattern of the dependence ofneuroprotection on 4R concentration (FIG. 6). The phosphorylation of theinhibitory site of GSK3 increased markedly at 4R concentrations higherthan 10 μM. To avoid the possible confounding effects of smallnonsignificant increases in total ERK-1,2 after 4R treatment, theabsolute increase in phosphoenzymes relative to total proteins was usedin this work instead of the ordinarily used ratio of phospho- to totalenzyme. The total levels of phosphoenzyme provide a measure of theactivity of ERK-1,2 and Akt or inactivity of GSK3.

Nicotine and 4R neuroprotect by two different DHβE-sensitive mechanisms.As mentioned before, PD98059 and Ro 31-8220 did not inhibit theneuroprotection by 4R but did inhibit the neuroprotection by nicotine(Bar Graphs F-I, FIG. 5). On the contrary, nifedipine inhibited theneuroprotection by 4R but not by nicotine (Bar Graph A, FIG. 7). Thesensitivity of both neuroprotective pathways to 1 μM DHβE shown in BarGraph E of FIG. 5 for 4R and reported previously for nicotine (FerchminP. A., et al., J Pharmacol Exp Ther 305:1071-1078 (2003)) demonstratesthat α4β2 receptors are involved in both cases.

Based on data and observations presented herein, it has been determinedthat there are two distinct, but co-existing, models of neuroprotectivepathways mediated by α4β2 nicotinic receptors. In one pathway, nicotinedirectly activates the α4β2 nicotinic receptors located on thepresynapses of glutamatergic neurons, thus increasing glutamate releaseand consequently increasing the activation of the postsynaptic glutamatereceptors of the non-NMDA type; Ca2+ entry through these receptorsactivates the cell-signaling pathway A. In the alternative pathway, theα4β2 nicotinic receptors are indirectly activated. For example, 4R (orMLA, or memantine) inhibits the α7 receptor on GABAergic terminals, thusdecreasing the release of GABA from interneurons. The decreasedGABAergic inhibition on cholinergic terminals increases acetylcholinerelease and increases synaptic stimulation of a subsynaptic pool of α4β2receptors, which increases the release of glutamate, which activatesAMPA and NMDA receptors located on pyramidal (principal) neurons. Theconsequent local depolarization activates voltage-gated calcium channels(VGCC) Ca²⁺ entering through VGCC and through glutamate receptorstriggers cell-signaling pathway. Akt is activated by Ca2+ and Aktactivates CREB, inhibits the proapoptotic GSK-3, and inhibitsmitochondria dependent apoptosis, resulting in neuroprotection. (FIG.12).

Nicotinic modulation through the α4β2 receptors protects the capabilityof CA1 neurons to produce PSs against NMDA toxicity by activation of twodifferent protective cell-signaling pathways. The data may also berelevant to a major health problem: smoking Tobacco contains nicotinethat mediates one pathway and cembranoids that are shown here to mediateanother neuroprotective pathway, rather than antagonizing theneuroprotective effect of nicotine.

One embodiment of Applicants' invention is a novel method for inhibitingapoptosis in a neuron in its native environment, e.g. in ex vivoexperiments as described herein Inhibition of apoptosis can beaccomplished by exposing a neuron in its native environment, e.g. inhippocampi slices prepared as described herein, with at least onemacrocyclic diterpenoid, in particular, a tobacco cembranoid or abiologically active fragment, analog, or derivative thereof. The term“biologically active material” as used throughout the specification andclaims means a compound or composition which, when present in aneffective amount, reacts with and/or affects living cells and organisms.

Another embodiment of Applicants' invention is a novel method ofinhibiting excitotoxicity in a mammal by, administering to the mammal atleast one macrocyclic diterpenoid, such as 4R or a biologically activefragment, analog, or derivative thereof.

Another embodiment of Applicants' invention is a novel method oftreating or preventing neuronal damage in a subject by administering tothe subject at least one macrocyclic diterpenoid, for example, a tobaccocembranoid, or a biologically active fragment, analog, or derivativethereof.

This method of treating or preventing neuronal damage can be used as thebasis for development of therapeutics against neurodegenerativediseases, including, but not limited to, Alzheimer's Disease, ParkinsonDisease, Frontotemporal Dementia, Amyotrophic Lateral Sclerosis (ALS),Motor Neuron Disease, the delayed effects of stroke, the delayed effectsof traumatic brain injury, and AIDS related dementia. It can also beused as the basis for development of therapeutics against diseasesassociated with neuronal impairment, including, but not limited to,glaucoma caused by optical nerve damage, delayed effects of epilepsy,and multiple sclerosis.

Macrocyclic diterpenoids such as those shown in FIG. 14, including, butnot limited to, cembranoids of marine and terrestrial origin and otherinhibitors of α7 nAChRs, such as MLA, that avoid neuronal apoptosis byacting through the described physiological mechanism can be used totreat or prevent neurodegenerative diseases, including, but not limitedto, Alzheimer's Disease, Parkinson Disease, Frontotemporal Dementia,Amyotrophic Lateral Sclerosis (ALS), Motor Neuron Disease, the delayedeffects of stroke, the delayed effects of traumatic brain injury, andAIDS related dementia. Such compounds can also be used to treat orprevent diseases associated with neuronal impairment, including, but notlimited to, glaucoma caused by optical nerve damage, delayed effects ofepilepsy, and multiple sclerosis. Any such compounds used to treat orprevent neurodegenerative diseases or diseases associated with neuronalimpairment can be tested for neuroprotective effectiveness by themethods described herein.

The dosage regimen utilizing the compounds disclosed herein can beselected in accordance with a variety of factors including age, weightand sex of the subject being treated; the disease being treated; theseverity of the condition to be treated; the route of administration;the renal and hepatic function of the subject; and the particularcompound or salt thereof employed. The skilled artisan can readilydetermine and prescribe the effective amount of at least one macrocyclicditerpenoids required to treat, for example, to prevent, inhibit (fullyor partially) or arrest the progress of a neurodegenerative disease or adisease associated with neuronal impairment.

It is understood that the total dosage amount per day can beadministered in a single dose or can be administered in multiple dosingssuch as twice, three or four times per day. The compounds for use in themethods of the invention can be formulated in unit dosage form. The term“unit dosage form” refers to physically discrete units suitable asunitary dosage for subjects undergoing treatment, with each unitcontaining a predetermined quantity of active material calculated toproduce the desired therapeutic effect, optionally in association with asuitable pharmaceutical carrier. The unit dosage form can be for asingle daily dose or one of multiple daily doses (e.g., about 1 to 4 ormore times per day). When multiple daily doses are used, the unit dosageform can be the same or different for each dose. The compounds hereindescribed can also be administered in conjunction with other currentlyused drugs to augment or supplement their therapeutic effects.

The therapeutic agents can be formed into dosage unit forms, such as forexample, creams, ointments, lotions, powders, liquids, tablets,capsules, suppositories, sprays, aerosols or the like. If thetherapeutic agent is formulated into a dosage unit form, the dosage unitform may contain an effective amount of active agent to affectneuroprotection. Alternatively, the dosage unit form may include lessthan such an amount if multiple dosage unit forms or multiple dosagesare to be used to administer a total dosage of the active agent. Dosageunit forms can include, in addition, one or more excipient(s),diluent(s), disintegrant(s), lubricant(s), plasticizer(s), colorant(s),dosage vehicle(s), absorption enhancer(s), stabilizer(s), or the like.

The term “pharmaceutically acceptable carrier” refers to a carrier thatdoes not cause an allergic reaction or other untoward effect in patientsto whom it is administered and are compatible with the other ingredientsin the formulation. Pharmaceutically acceptable carriers include, forexample, pharmaceutical diluents, excipients or carriers suitablyselected with respect to the intended form of administration, andconsistent with conventional pharmaceutical practices. For example,solid carriers/diluents include, but are not limited to, a gum, a starch(e.g., corn starch, pregelatinized starch), a sugar (e.g., lactose,mannitol, sucrose, dextrose), a cellulosic material (e.g.,microcrystalline cellulose), an acrylate (e.g., polymethylacrylate),calcium carbonate, magnesium oxide, talc, or mixtures thereof.Pharmaceutically acceptable carriers may further comprise minor amountsof auxiliary substances such as wetting or emulsifying agents,preservatives or buffers, which enhance the shelf life or effectivenessof the therapeutic agent.

The compositions used in the methods of the present invention can beformulated as any one or more of the active compounds described hereinand a physiologically acceptable carrier (also referred to as apharmaceutically acceptable carrier or solution or diluent). Suchcarriers and solutions include pharmaceutically acceptable salts andsolvates of compounds used in the methods of the instant invention, andmixtures comprising two or more of such compounds, pharmaceuticallyacceptable salt's of the compounds and pharmaceutically acceptablesolvates of the compounds. Such compositions are prepared in accordancewith acceptable pharmaceutical procedures such as described inRemington's Pharmaceutical Sciences, 17th edition, ed. Alfonso R.Gennaro, Mack Publishing Company, Eaton, Pa. (1985).

The term “pharmaceutically acceptable salt” refers to salt forms thatare pharmacologically suitable for or compatible with the treatment ofpatients, in particular, humans. If the compound used in the methods ofthe invention is a base, the desired pharmaceutically acceptable saltmay be prepared by a suitable method available in the art, for example,treatment of the free base with an inorganic acid, such as hydrochloricacid, hydrobromic acid, sulfuric acid, nitric acid, phosphoric acid(e.g. the hydrochloride, hydrobromide, sulfate, nitrate, phosphate,salts etc.); and the like, or with an organic acid, such as acetic acid,maleic acid, succinic acid, mandelic acid, fumaric acid, malonic acid,pyruvic acid, oxalic acid, glycolic acid, salicylic acid, a pyranosidylacid, such as glucuronic acid or galacturonic acid, an α-hydroxy acid,such as citric acid or tartaric acid, an amino acid, such as asparticacid or glutamic acid, an aromatic acid, such as benzoic acid orcinnamic acid, a sulfonic acid, such as p-toluenesulfonic acid orethanesulfonic acid, (e.g. the acetate, maleate, formate,trifluoroacetate, tartrate, methanesulfonate, benzenesulfonate,p-toluenesulfonate, salts etc.) or the like.

If the compound used in any of the methods of the invention is an acid,the desired pharmaceutically acceptable salt may be prepared by anysuitable method, for example, treatment of the free acid with aninorganic or organic base, such as an amine (primary, secondary ortertiary), an alkali metal hydroxide or alkaline earth metal hydroxide,or the like. Illustrative examples of the suitable salts include organicsalts derived from amino acids, such as glycine and arginine, ammonia,primary, secondary, and tertiary-amines, and cyclic amines, such aspiperidine, morpholine and piperazine, and inorganic salts derived fromsodium, calcium, potassium, magnesium, manganese, iron, copper, zinc,aluminum and lithium.

The term “solvate” as used herein means a compound used in the methodsof the invention, wherein molecules of a suitable solvent areincorporated in the crystal lattice. A suitable solvent isphysiologically tolerable at the dosage administered. Examples ofsuitable solvents are ethanol, water and the like. When water is thesolvent, the molecule is referred to as a “hydrate”.

EXAMPLES

The invention is further described in the following examples that are inno way intended to limit the scope of the invention.

Example 1 Slice Preparation and Electrophysiological Recordings

Male Sprague-Dawley rats (120-200 g) were maintained and sacrificedaccording to standard procedures reviewed and approved by theInstitutional Animal Care and Use Committee. The ex vivo methods for thedissection of hippocampi and the preparation of slices have beendescribed previously (Ferchmin P. A., et al., J Pharmacol Exp Ther505:1071-1078 (2003)). Briefly, hippocampi were dissected over ice;transversal 400-μm-thick slices were cut with a manual slicer andimmediately transferred to the incubation chamber, thus preserving theneurons in their native environment. The chamber consisted of atemperature-controlled bath surrounding an acrylic plate covered withnylon mesh; the plate was divided into three lanes with independentperfusion. For dissection and incubation, a standardartificial-cerebrospinal fluid (ACSF) saturated with 95% O₂, 5% CO₂ wasused and contained (in mM): 125 NaCl, 3.3 KCl, 1.25 NaH₂PO₄, 2 MgSO₄, 2CaCl₂, 25 NaHCO₃, and 10 glucose. The slices were kept in the lanes overthe mesh, at the interface between ACSF and warmed and humidified 95%02, 5% CO₂ at 34.+−0.1.degree. C. A bipolar electrode placed in thestratum radiatum was used to stimulate the Shaffer collateral incomingfibers with a constant current for 0.2 msec. The resulting populationspike (PS) was recorded in stratum pyramidale with a glass electrodefilled with 2 M NaCl, having an impedance of 1-5 M.OMEGA.

For immunoassays of phosphorylated proteins, in the initial experimentsslices were incubated in the same conditions as for PS determination.Later, the slices were incubated by being submerged in a static chamberon culture insets (Millicell; Millipore, Billerica, Mass.) to avoiddrying during timed removal of slices. There was no difference in theresults obtained from either method.

Example 2 Procedure for Testing Neurotoxicity and Neuroprotection

About 30 slices from the hippocampi of two rats were distributed equallyamong three lanes of an incubation chamber. A maximum of seven sliceswere analyzed per lane for each individual experiment, and on average 21slices per condition were tested for each experimental condition. Theexcitotoxic stimulus was 0.5 mM NMDA for 10 min in the presence of 95% C% 5% CO₂, and 10 mM glucose. Because the neurons are maintained in theirnative environment and in contact with other cells, stimulation with theappropriate stimulus can elicit a PS. One hour after dissection, eachslice was stimulated with a stimulus twice the strength required toelicit a threshold PS. This initial response was recorded as PS area(msec X mV) and compared to the final response elicited by the samestimulus strength recorded from the same position after the experimentaltreatment was finished. The slices were washed for 1 hr with normal ACSFto eliminate lingering drugs and any short-lived effects. Theconcentration and length of exposure to NMDA were chosen to recover anaverage of 20% of the PS area after NMDA treatment (Ferchmin P. A., etal., Brain Res 859:273-219, (2000)). The percentage of the initialresponse remaining at the end of the experiment was used as a measure ofelectrophysiological recovery.

FIG. 2 shows a sketch of the experimental design of a typical experimentin which a, slice is pretreated with an inhibitor of the effect of 4R,and then treated with 4R plus the inhibitor followed by the applicationof NMDA.

The protective effect of 4R was tested at 0.05, 0.2, 2, 10, 20, and 40μM. A significant protection was achieved with 0.2 μM (200 nM) 4R(P<0.05; Kruskal-Wallis ANOVA on ranks) Further increase in 4Rconcentration enhanced neuroprotection (FIG. 6). All 4R-treated groupspooled together differed significantly from control slices treated onlywith NMDA (P<0.001).

DMSO was used routinely to dissolve tobacco cembranoids and otherhydrophobic inhibitors; therefore, DMSO was added at the same finalconcentration in all experimental groups in a given experiment. At theconcentrations used (<0.1% vol/vol), DMSO had no effect on the recoveryof PSs. Marine cembranoids, structurally related to tobacco cembranoids,were extensively tested on field potentials recorded in area CA1 and noeffect was found. In addition, 4R was tested and no direct effects onfield potentials were detected. All inhibitors used in these experimentswere tested for effects on the size or shape of the PSs and on NMDAtoxicity; inhibitors that affected the field potentials were not used.

Example 3 Western Blotting Analysis

Slices were prepared and maintained as described above. Treatmentsstarted after 2 hr of incubation in ACSF. The tobacco cembranoid 4R,dissolved in DMSO, was applied as needed for each experimentalcondition. At the corresponding time, each slice was removed and the CA1region microdissected, frozen on dry ice, and stored at −80.degree. C.until assayed. Control slices not exposed to 4R were incubated in ACSFwith the same concentration of DMSO as experimental slices. The CA1regions were sonicated briefly in ice-cold homogenization buffer (pH7.0) containing: (in mM) 20 HEPES, 2 dithiothreitol (DTT), 10 MgCl₂, 0.2PMSF, 15 sodium pyrophosphate, 2 sodium orthovanadate, 5 sodiummetavanadate, 50 NaF, and 0.1 mg/ml bovine serum albumin (BSA) with anadditional mixture of peptide inhibitors (leupeptin, antipain, bestatin,chymostatin, and pepstatin each at a final concentration of 1.6 μg/ml).An appropriate volume of Laemmli sample buffer with 2-mercaptoethanolwas added to the homogenate (for a final concentration of 1 μgprotein/μl), and the samples were incubated in a water bath at100.degree. C. for 6 min. Samples were loaded (8 μl/lane) onto 15%SDS-polyacrylamide gels (Protean Mini-Gel System; Bio-Rad, Hercules,Calif.), and run for 1 hr (200V constant). The proteins were transferredwith a semidry transfer cell (Bio-Rad) over night at 4.degree. C. andimmediately stained with India ink. After transfer, the membranes wereblocked with 5% fat-free milk in 10 mM Tris 100 mM NaCl, and 0.1% Tween20 (TBST; pH 7.5) for 1 hr. The membranes were washed three times for 15min with TBST and incubated with corresponding primary antibodyovernight at 4.degree. C., followed by three additional washes with TBSTfor 15 min and incubation with anti-rabbit secondary antibody for 1 hr.Final detection was carried out with enhance chemiluminescencemethodology (Pierce Supersignal West Dura) and the intensity of thesignal measured in a gel documentation system (Versa Doc Model 1000;Bio-Rad). In all cases, intensity of the chemiluminescence signal wascorrected for minor changes in protein content after densitometryanalysis of the India ink-stained membrane. In initial experimentstreatment with nicotinic drugs induced a small upregulation of totalERK-1,2. Normalization of the signal of the phosphokinase to the totalamount of proteins, measured by densitometry of the stained membrane,was used as the relevant parameter, which was the level of activity ofthe kinase. This method was validated with several isolated cells andtissues and determined a linear relationship between the amount of totalprotein (as measured by densitometry) and total kinases (as measured bychemiluminescence) within the range of proteins employed in theseexperiments (4-12 μg total protein). The two methods produce the sameresults under conditions where no significant change in the total amountof the relevant enzyme is observed. Final values of phosphoenzymes areexpressed as percent of control and represent the average of three ormore experiments.

Example 4 Data Analysis

The areas of PSs (mV/msec) were acquired and analyzed with the Labmanprogram. The data were statistically analyzed with SigmaStat v2.03(SPSS, Chicago, Ill.). One-way analysis of variance (ANOVA) was usedwhenever the data were distributed normally. In some experiments, alarge proportion of slices treated with NMDA had zero recovery and thedata failed the normality test. In these cases, the less powerfulnonparametric Kruskal-Wallis one-way ANOVA on ranks was used. Thepost-hoc test used was the Student-Newman-Keuls test for normallydistributed data and Dunn's test for data that was not normallydistributed.

Example 5 4R does not Protect by Inhibiting the NMDA Receptor and theInhibitors Used in these Studies do not Exacerbate NMDA Toxicity

4R does not protect against NMDA by blocking NMDA receptors (FIG. 3A).DHβE, all the inhibitors of regulatory kinases, nifedipine, and Ca²⁺removal in the presence of 0.2 mM NMDA were tested to rule out anypossible enhancement of NMDA toxicity in the experimental conditions.This reduced concentration of NMDA produces partial excitotoxicity, thusallowing for the detection of exacerbation of NMDA toxicity (Ferchmin P.A., et al., Brain Res 859:273-219, (2000)). No inhibitor or treatmentexacerbated the toxicity of NMDA (FIG. 4).

Example 6 Neuroprotection Against NMDA Toxicity by Tobacco Cembranoids

Although 4R did not block NMDA receptor-mediated PS, preincubation witheither 4R or 4S protected against NMDA (Bar Graph B of FIG. 5). Bothstereoisomers were active at 20 μM (P<0.001) but, at the concentrationtested, 4R was significantly more effective than 4S (t, P<0.005). Allsubsequent experiments were done with 4R. The effect of 4R was similarwhether applied for 1 hr before or for 1 hr after NMDA application (BarGraph C of FIG. 5). Preincubation with 2 μM 4R in Ca²⁺-free ACSFnullified the protective effect (Bar Graph D of FIG. 5). The depletionof extracellular Ca²⁺ was done by perfusing Ca²⁺-free ACSF untilstimulation of incoming fibers failed to elicit PSs. After this, 4R wasapplied in Ca²⁺-free ACSF for 1 hr. Afterwards, normal Ca²⁺ ACSF wasapplied for 15-20 min until the field potential returned toapproximately its initial value. Only then the slices were challengedwith NMDA. The same Ca.sup.2+ depletion and the additional ACSF washeswere done to all the experimental groups in these experiments.

The selective α4β2 antagonist DHβE, (1 μM; Raggenbass, M., and Bertrand,D., J Neurobiol 55:580-589 (2002)), blocked neuroprotection by 2 μM 4R,suggesting that α4β2 was involved (Bar Graph E of FIG. 5).

The dependence on extracellular Ca²⁺ for 4R-induced neuroprotectionsuggested involvement of Ca²⁺-mediated cell signaling processes. Toinvestigate which cell signaling pathways mediate the neuroprotectiveeffect of 4R, selective inhibitors were used. Each inhibitor was used ata concentration near 10 times the IC₅₀ of the enzyme targeted to assurenear-complete inhibition.

The role of MEK-1,2 phosphorylation of ERK-1,2 in 4R neuroprotection wastested with 50 μM PD98059. The neuroprotective effect of 4R was notaffected significantly but the neuroprotection by nicotine was annulledby PD98059 (Bar Graphs F and G, FIG. 5). The PKC inhibitor 100 nMRo-31-8220 did not decrease the neuroprotection by 4R, but it didinhibit the effect of nicotine (Bar Graphs H and I, FIG. 5). Theseresults highlight the difference between the mechanism of 4R andnicotine neuroprotection.

Example 7 Roles of L-Type Ca²⁺ Channels and CaM Kinase in 4RNeuroprotection

The roles of L-type Ca²⁺ channels and Ca²⁺ calmodulin-dependent (CaM)kinase were tested by applying 4R in the presence of either 10 μMnifedipine or 9 μM KN-62, respectively. Nifedipine did significantlydecrease the effect of 4R but did not inhibit the effect of nicotine(Bar Graph A, FIG. 7). KN-62 partially inhibited (†P<0.05) the effect of4R (Bar Graph B, FIG. 7). The inhibitor of protein kinase A (PKA), 0.5μM KT5720 partially decreased (†P<0.05) the neuroprotective effects of4R and nicotine (Bar Graphs C and D, FIG. 7). The role of PI3K wastested with 10 nM wortmannin and 10 μM Ly294002. Both PI3K inhibitorssignificantly decreased the effect of 4R on neuroprotection (Bar GraphsE and F, FIG. 7).

The inhibitor of GSK3, 100 μM SB216763, was significantly moreprotective when applied after but not before NMDA, suggesting that NMDAchallenge activates this proapoptotic enzyme (Bar Graph G, FIG. 7).

Example 8 4R-Mediated Phosphorylation

The 4R-mediated activation by phosphorylation of ERK-1,2 and Akt showeda differential effect. After 1 hr of recovery from dissection, theslices were treated with 4R for 5, 10, 20, 30, 45, or 60 min (FIG. 9).ERK-1,2 was not significantly affected by 4R, but Akt phosphorylationshowed a significant increase between 10 and 20 min and returned tocontrol values after 30 min. The 4R-mediated Akt phosphorylation wasinhibited by 1 μM DHβE. DHβE did not affect Akt phosphorylation, showingthat 4R-mediated Akt phosphorylation was dependent on the activity ofthe α4β2 nAChR (FIG. 10).

The effect of 4R concentration on the phosphorylation of ERK-1,2, Akt,and GSK3b and GSK3a was tested. Slices were incubated for 20 min with0.02, 0.05, 0.2, 2, 10, 20, or 40 μM 4R (FIG. 11). ERK-1,2 did notsignificantly respond to any of the tested 4R concentrations, but Aktand GSK3 showed increased phosphorylation.

Example 9 The Effects of DNQX on the Neuroprotective Effects of Nicotine

Neuroprotection of nicotine was evaluated in the presence of 50 μM DNQX,a selective inhibitor of the AMPA/kainate-type glutamate receptors.Brain slices were perfused with ACSF for 1 hour before the initialpopulation spikes (PSs) were recorded. The NMDA controls were perfusedwith ACSF for another hour followed by 0.5 mM NMDA for 10 min (FIG.15.—left bar). A second group was perfused with 1 μM nicotine during 1hr followed by 0.5 mM NMDA (FIG. 15.—middle bar). This group showed astrong neuroprotective effect expressed as more than 80% recovery. Athird group was perfused with 1 μM nicotine during 1 hr in the presenceof 50 μM 6,7-dinitroquinoxaline-2,3-dione (DNQX) a selective inhibitorof the AMPA/kainate or non-NMDA glutamate receptors followed by 0.5 mMNMDA (FIG. 15—right bar). The group pretreated with nicotine recoveredsignificantly more activity that the group exposed to nicotine in thepresence of DNQX or the group treated only with NMDA (p<0.05, N=21).

Example 10 The Effects of DNQX on the Neuroprotective Effects of 4R

Neuroprotection of 4R was evaluated in the presence of 50 μM DNQX, aselective inhibitor of the AMPA/kainate-type glutamate receptors. Theexperimental conditions were similar to those shown of Example 9. Allslices were perfused with ACSF for 1 hr before the initial populationspikes (PSs) were recorded; the NMDA controls were then perfused with 50μM DNQX during 1 hr followed by 0.5 mM NMDA for 10 min (FIG. 16.—leftbar demonstrates NMDA unprotected controls); the second group wasperfused with 2 μM 4R in the presence of 50 μM DNQX during 1 hr followedby 0.5 mM NMDA (FIG. 16. middle bar demonstrates effect of 4R inhibitedby DNQX); the third group was perfused with 2 μM 4R during 1 hr followedby 0.5 mM NMDA (FIG. 16. last bar demonstrates protection by 4R).

Example 11 Memantine Neuroprotects by a Nicotinic Mechanism

The mechanism by which memantine neuroprotects was tested using the rathippocampal slice model. Neuroprotection was measured using acute rathippocampal slices and electrophysiological recordings as in Examples1-4. Experimental conditions were similar to those of Examples 9 and 10.

DHβE was applied for 1 hour followed by 0.5 mM NMDA (FIG. 17. left bardemonstrates the control group). Memantine was perfused for 1 hourfollowed by 10 minutes of 0.5 mM NMDA (FIG. 17 middle bar.)

Memantine neuroprotective action was inhibited by 1 μM DHβE, a selectiveinhibitor of the α4β2 receptor (FIG. 17 last bar). Further experimentsdemonstrated that memantine action was blocked by 10 μM nifedipine,vesamicol and inhibitors of PI3-kinase but not by PD98059 (FIG. 18, FIG.19, and Table 1). Table 1 demonstrates the pharmacological profile ofthe two mechanisms (A and B) of nicotinic neuroprotection. Bothmechanisms are dependent on the presence of Ca.sup.2+ and are nicotinicbecause they are inhibited by dihydro-beta-erythroidine. Mechanism A isinitiated by nicotine which stimulates the α4β2 nAChR and increasesglutamate release, probably in a subset of synapses. The release ofglutamate causes the activation of non-NMDA glutamate receptors. Thismechanism A depends on the simultaneous activity of the ERK-1,2 and onthe PI3-kinase/Akt cascades as shown by the inhibition of the respectiveinhibitors. Mechanism B is more complex, it is triggered by inhibitionof the α7 nAChRs and triggers a chain of events (see FIG. 12) that leadto synaptic stimulation of NMDA and non-NMDA glutamate receptors thatcause Akt dependent but ERK-1,2 independent neuroprotection. Mechanism Bis caused by synaptic interaction as proved among others by itsinhibition by vesamicol. Vesamicol is an inhibitor of acetylcholine(ACh) release from synaptic vesicles. (Inhibition of neuroprotection:.dwnarw.; No effect on neuroprotection: 0; Not determined: n.d.). Allthe results were replicated and were significant at least to p<0.05using ANOVA followed by a post hoc test.

The dose-response curve for memantine neuroprotection was bell-shaped

(Graph B of FIG. 20). Memantine neuroprotects in a dose-dependent mannerat concentrations below 3 μM but this effect decreases at higherconcentrations. The neuroprotective portion of this curve starts nearthe IC₅₀ of memantine for the inhibition of the α7 nAChRs (IC₅₀=0.34μM), while the decrease of the neuroprotection starts near the IC₅₀ forthe NMDA receptor (IC₅₀=5.1 μM). The homologous curve for 4R is sigmoidrevealing that it does not have any untoward effect in the range ofconcentrations used (Graph A of FIG. 20).

Memantine protects the rat hippocampal slice from the NMDA-inducedtoxicity. The mechanism of neuroprotection is similar (if not identical)to the one underlying the action of 4R but different from that ofnicotine. In this system, 4R is a more efficient neuroprotective drugthan memantine, due to the fact that memantine dose-response curve isbell-shaped while 4R is sigmoid. These results support the notion that4R could be an efficacious therapy for treatment of moderate to severeAlzheimer Disease.

TABLE 1 Effect on the neuroprotection caused by: Main Mechanism AMechanism B Target Inhibitor Nicotine 4R MLA Memantine a4β2 L μM DHIβE ↓↓ ↓ ↓ NMDA 4 μMAPV 0 ↓ ↓ ↓ receptors AMPA- 50 μM ↓ ↓ n.d. n.d. receptorsDNQX L-type lO μM 0 ↓ ↓ ↓ VGCC Nifedipine CaM kinases 9 μMKN-62 0 ↓ ↓n.d. ERK-1,2 lO μM ↓ 0 0 0 kinase PD98059 PKC O.1 μM ↓ 0 n.d. 0Ro31-8220 PI3-Kinase lO μM ↓ 0 n.d. ↓ Ly294002 PI3-Kinase lO μM ↓ ↓ n.d.↓ Wortrnannin Synaptic 50 μM 0 ↓ n.d. ↓ ACh release Vesarnicol

Example 12 4R Decreases the Infarct Size in an In Vivo Model of CerebralStroke

The effects of 4R on infarct size was tested using a model of humancerebral stroke known as the middle cerebral artery occlusion (MCAO).

Adult male Sprague-Dawley rats weighing 250-300 g were subjected to leftmiddle cerebral artery occlusion (MCAO) as previously described (Xu Z.et al., Biochem Biophys Res Commun 322:440-446 (2004). Surgicalprocedures were performed by sterile/aseptic techniques in accordancewith institutional guidelines. Rats were anesthetized with aketamine/xylazine solution (10 mg/kg, IP). MCAO was induced by theintraluminal suture method as previously described (Belayev L. et al.,Brain Res 833:181-190 (1999)). Briefly, the left common carotid artery(CCA) was exposed through a midline incision and carefully dissectedfree from surrounding nerves and fascia. The occipital artery branchesof the external carotid artery (ECA) were isolated and the occipitalartery and superior thyroid artery branches of the ECA were coagulated.The ECA was dissected further distally. The internal carotid artery(ICA) was isolated and carefully separated from the adjacent vagusnerve, and the pterygopalatine artery was ligated close to its originwith a 5-0 silk suture. Then, a 4 cm length 3-0 surgical monofilamentnylon suture (Harvard Apparatus, Holliston, Mass.) was coated withpoly-L-lysine with its tip rounded by heating near a flame. The filamentwas inserted from the ECA into the ICA and then into the Circle ofWillis to occlude the origin of the left middle cerebral artery (MCA).The suture was inserted 18 to 20 mm from the bifurcation of the CCA toocclude the MCA. After 24 hours the animals were sacrificed and theinfarct volume determined as described below.

Measurement of Infarct Volume and Neurological Function

Immediately after sacrifice the brains were removed, sliced into 2 mmcoronal sections (approximately +3.0 to −5.0 from bregma) using a brainmatrix, incubated in a 2%2,3,5-triphenyltetrazolium chloride (TTC)solution for 30 minutes at 37.degree. C., and then transferred into a10% formaldehyde solution for fixation. TTC, a colorless salt, isreduced to form an insoluble red formazan product in the presence of afunctioning mitochondrial electron transport chain. Thus, the infarctedregion lacks staining and appears white, whereas the normalnon-infarcted tissue appears red. Infarct area of slices was calculatedby capturing the images with a digital camera and using Image Prosoftware. All infarct area measurements were calculated with a 2 mmdistance between the slices. Using these measurements, the total infarctvolume was calculated for each brain. The volume of infarction wascalculated by an investigator who was blinded to the experimentalgroups. Infarct volumes were analyzed by ANOVA; P<0.05 was regarded assignificant.

Determination of 4R Effect

MCAO was performed on fifteen adult male Sprague-Dawley rats, assignedto the treatment group (N=9) and the control group (N=6). The rats inthe treatment group received 6.12 μg of 4R in 10% DMSO/saline,administered intra-arterially immediately prior to pMCAO. Vehicle was10% DMSO/saline. The animals were sacrificed 24 hours after pMCAO.Brains were extracted, cut in slices using a brain matrix and incubatedwith 2,3,5-triphenyltetrazolium chloride (TTC) to quantify the infarctvolume.

FIG. 21 illustrates that the size of the necrotic area is much smallerin brains of rats treated with 4R than in vehicle-treated controls. Thestatistical analysis of all data demonstrate that 4R attenuated theinfarct volume by 68% in the cerebral cortex (p<0.05) and by 34% in thestriatum (p<0.05) (FIG. 22).

Treatment with microgram amounts of 4R significantly ameliorated theextent of infarcted tissue in brains of rats subjected to middlecerebral artery occlusion. These results extend our findings with theacute hippocampal slice to a living brain and indicate that 4R is acandidate drug for treatment of stroke.

While this invention has been particularly shown and described withreferences to preferred embodiments thereof, it will be understood bythose skilled in the art that various changes in form and details may bemade therein without departing from the scope of the inventionencompassed by the appended claims.

1. A method for inhibiting neuronal damage comprising administering to aperson in need thereof an effective amount of a compound of the formula:

wherein R is CH₃ or H
 2. The method of claim 1 wherein said compound isadministered in an amount sufficient to achieve a concentration betweenabout 200 nM to about 40 μM.
 3. The method of claim 2 wherein the personhas suffered, suffers from, or is at risk for a neurodegenerativedisease.
 4. The method of claim 3 wherein said neurodegenerative diseaseis a delayed effect of stroke.
 5. The method of claim 1 wherein saidcompound is administered during prenatal or postnatal treatment.